HTTP Working Group                                      J. C. Mogul, DEC
Internet-Draft                                    R. Fielding, UC Irvine
Expires: 30 July 1997                                     J. Gettys, DEC
                                                     H. Frystyk, MIT/LCS
                                                         22 January 1997
                       Use and interpretation of
                          HTTP version numbers

                    draft-ietf-http-versions-00.txt


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ABSTRACT

        HTTP request and response messages include an HTTP protocol
        version number.  Some confusion exists concerning the
        proper use and interpretation of HTTP version numbers, and
        concerning interoperability of HTTP implementations of
        different protocol versions.  This document is an attempt
        to clarify the situation.  It is not a modification of the
        intended meaning of the existing HTTP/1.0 and HTTP/1.1
        documents, but it does describe the intention of the
        authors of those documents, and can be considered
        definitive when there is any ambiguity in those documents
        concerning HTTP version numbers, for all versions of HTTP.

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                           TABLE OF CONTENTS

1 Introduction                                                         2
     1.1 Robustness Principle                                          3
2 HTTP version numbers                                                 3
     2.1 Proxy behavior                                                4
     2.2 Compatibility between minor versions of the same major        4
         version
     2.3 Which version number to send in a message                     4
3 Security Considerations                                              5
4 References                                                           5
5 Authors' addresses                                                   6


1 Introduction

   HTTP request and response messages include an HTTP protocol version
   number.  According to section 3.1 of the HTTP/1.1 specification [2],

          HTTP uses a "<major>.<minor>" numbering scheme to indicate
       versions of the protocol. The protocol versioning policy is
       intended to allow the sender to indicate the format of a
       message and its capacity for understanding further HTTP
       communication, rather than the features obtained via that
       communication.  No change is made to the version number for
       the addition of message components which do not affect
       communication behavior or which only add to extensible field
       values.  The <minor> number is incremented when the changes
       made to the protocol add features which do not change the
       general message parsing algorithm, but which may add to the
       message semantics and imply additional capabilities of the
       sender. The <major> number is incremented when the format of
       a message within the protocol is changed.

   The same language appears in the description of HTTP/1.0 [1].

   Many readers of these documents have expressed some confusion about
   the intended meaning of this policy.  Also, some people who wrote
   HTTP implementations before RFC1945 [1] was issued were not aware of
   the intentions behind the introduction of version numbers in
   HTTP/1.0.  This has led to debate and inconsistency regarding the use
   and interpretation of HTTP version numbers, and has led to
   interoperability problems in certain cases.

   This document is an attempt to clarify the situation.  It is not a
   modification of the intended meaning of the existing HTTP/1.0 and
   HTTP/1.1 documents, but it does describe the intention of the authors
   of those documents.  In any case where either of those two documents
   is ambiguous regarding the use and interpretation of HTTP version
   numbers, this document should be considered the definitive as to the
   intentions of the designers of HTTP.

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   The specification described in this document is not part of the
   specification of any individual version of HTTP, such as HTTP/1.0 or
   HTTP/1.1.  Rather, this document describes the use of HTTP version
   numbers in any version of HTTP (except for HTTP/0.9, which did not
   include version numbers).

   No vendor or other provider of an HTTP implementation should claim
   any compliance with any IETF HTTP specification unless the
   implementation conditionally complies with the rules in this
   document.

1.1 Robustness Principle
   RFC791 [4] defines the ``robustness principle'' in section 3.2:

          an implementation must be conservative in its sending
       behavior, and liberal in its receiving behavior.

   This principle applies to HTTP, as well.  It is the fundamental basis
   for interpreting any part of the HTTP specification that might still
   be ambiguous.  In particular, implementations of HTTP SHOULD NOT
   reject messages or generate errors unnecessarily.


2 HTTP version numbers

   We start by restating the language quoted above from section 3.1 of
   the HTTP/1.1 specification [2]:

          It is, and has always been, the explicit intent of the
       HTTP specification that the interpretation of an HTTP message
       header does not change between minor versions of the same
       major version.

          It is, and has always been, the explicit intent of the
       HTTP specification that an implementation receiving a message
       header that it does not understand MUST ignore that header.
       (The word ``ignore'' has a special meaning for proxies; see
       section 2.1 below.)

          It is, and has always been, the explicit intent of the
       HTTP specification that if an implementation receives a
       message header whose major version number is greater than
       that of the implementation, it MUST NOT accept that message.

   To make this as clear as possible:  The major version sent in a
   message MAY indicate the interpretation of other header fields.  The
   minor version sent in a message MUST NOT indicate the interpretation
   of other header fields.  This reflects the principle that the minor
   version labels the capability of the sender, not the interpretation
   of the message.


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      Note: In a future version of HTTP, we may introduce a mechanism
      that explicitly requires a receiving implementation to reject a
      message if it does not understand certain headers.  For
      example, this might be implemented by means of a header that
      lists a set of other message headers that must be understood by
      the recipient.  Any implementation claiming at least
      conditional compliance with this future version of HTTP would
      have to implement this mechanism.  However, no implementation
      claiming compliance with a lower HTTP version (in particular,
      HTTP/1.1) will have to implement this mechanism.

      This future change may be required to support the Protocol
      Extension Protocol (PEP) [3].

   One consequence of these rules is that an HTTP/1.1 message sent to an
   HTTP/1.0 recipient (or a recipient whose version is unknown) MUST be
   constructed so that it remains a valid HTTP/1.0 message when all
   headers not defined in the HTTP/1.0 specification [1] are removed.

2.1 Proxy behavior
   A proxy MUST forward an unknown header, unless it is protected by a
   Connection header.  A proxy implementing an HTTP version >= 1.1 MUST
   NOT forward unknown headers that are protected by a Connection
   header, as described in section 14.10 of the HTTP/1.1
   specification [2].

   We remind the reader that that HTTP version numbers are hop-by-hop
   components of HTTP messages, and are not end-to-end.  That is, an
   HTTP proxy never ``forwards'' an HTTP version number in either a
   request or response.

2.2 Compatibility between minor versions of the same major version
   An implementation of HTTP/x.b sending a message to a recipient whose
   version is known to be HTTP/x.a, a < b, MAY send a header that is not
   defined in the specification for HTTP/x.a.  For example, an HTTP/1.1
   server may send a ``Cache-control'' header to an HTTP/1.0 client;
   this may be useful if the immediate recipient is an HTTP/1.0 proxy,
   but the ultimate recipient is an HTTP/1.1 client.

   An implementation of HTTP/x.b sending a message to a recipient whose
   version is known to be HTTP/x.a, a < b, MUST NOT depend on the
   recipient understanding a header not defined in the specification for
   HTTP/x.a.  For example, HTTP/1.0 clients cannot be expected to
   understand chunked encodings, and so an HTTP/1.1 server must never
   send ``Transfer-Encoding: chunked'' in response to an HTTP/1.0
   request.

2.3 Which version number to send in a message
   The most strenuous debate over the use of HTTP version numbers has
   centered on the problem of implementations that do not follow the
   robustness principle, and which fail to produce useful results when

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   they receive a message with an HTTP minor version higher than the
   minor version they implement.  We consider these implementations
   buggy, but we recognize that the robustness principle also implies
   that message senders should make concessions to buggy implementations
   when this is truly necessary for interoperation.

   An HTTP client SHOULD send a request version equal to the highest
   version for which the client is at least conditionally compliant, and
   whose major version is no higher than the highest version supported
   by the server, if this is known.  An HTTP client MUST NOT send a
   version for which it is not at least conditionally compliant.

   An HTTP client MAY send a lower request version, if it is known that
   the server incorrectly implements the HTTP specification, but only
   after the client has determined that the server is actually buggy.

   An HTTP server SHOULD send a response version equal to the highest
   version for which the server is at least conditionally compliant, and
   whose major version is equal to the one received in the request.  An
   HTTP server MUST NOT send a version for which it is not at least
   conditionally compliant.

   An HTTP server MAY send a lower response version, if it is known or
   suspected that the client incorrectly implements the HTTP
   specification, but this should not be the default, and this SHOULD
   NOT be done if the request version is HTTP/1.1 or greater.


3 Security Considerations

   None, except to the extent that security mechanisms introduced in one
   version of HTTP might depend on the proper interpretation of HTTP
   version numbers in older implementations.


4 References

   1.  T. Berners-Lee, R. Fielding, and H. Frystyk.  Hypertext Transfer
   Protocol -- HTTP/1.0.  RFC 1945, HTTP Working Group, May, 1996.

   2.  Roy T. Fielding, Jim Gettys, Jeffrey C. Mogul, Henrik Frystyk
   Nielsen, and Tim Berners-Lee.  Hypertext Transfer Protocol --
   HTTP/1.1.  RFC 2068, HTTP Working Group, January, 1997.

   3.  Rohit Khare.  HTTP/1.2 Extension Protocol (PEP).  Internet Draft
   draft-ietf-http-pep-00, HTTP Working Group, August, 1996. This is a
   work in progress.

   4.  Jon Postel.  Internet Protocol.  RFC 791, NIC, September, 1981.



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5 Authors' addresses

   Jeffrey C. Mogul
   Western Research Laboratory
   Digital Equipment Corporation
   250 University Avenue
   Palo Alto, California, 94305, USA
   Email: mogul@wrl.dec.com

   Roy T. Fielding
   Department of Information and Computer Science
   University of California
   Irvine, CA 92717-3425, USA
   Fax: +1 (714) 824-4056
   Email: fielding@ics.uci.edu

   Jim Gettys
   MIT Laboratory for Computer Science
   545 Technology Square
   Cambridge, MA 02139, USA
   Fax: +1 (617) 258 8682
   Email: jg@w3.org

   Henrik Frystyk Nielsen
   W3 Consortium
   MIT Laboratory for Computer Science
   545 Technology Square
   Cambridge, MA 02139, USA
   Fax: +1 (617) 258 8682
   Email: frystyk@w3.org






















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